2024 Cftc no action letter 13-11

Cftc no action letter 13-11

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August undefined, 2024

WebRe: Revised Staff No-Action Relief from the Swap Clearing Requirement for Amendments to Legacy Uncleared Swaps to Facilitate an Orderly Transition from Inter-Bank Offered Rates to Alternative Risk-Free Rates Ladies and Gentlemen: This letter responds to a request to revise Letter No. 19-281 issued on December 17, Web11 rows · Mar 30, 2024 · CFTC Staff Letters provides Letters from 2008 and later. For …

U.S. COMMODITY FUTURES TRADING COMMISSION

WebNov 22, 2013 · The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight has issued No-Action Letter 13-70 providing relief to swap dealers (SDs) and major swap participants (MSPs) from (1) trading relationship documentation obligations under CFTC regulation 23.504, and (2) certain external … WebDec 19, 2024 · The CFTC notably did not adopt proposed amendments to Rule 4.13 that would: (i) generally codify Advisory 18-96 pertaining to non-U.S. pools and (ii) add a … elecom tk-fcm108bk

CFTC

WebDec 5, 2014 · No-Action Letter 13-22 provides relief from the clearing mandate to “eligible treasury affiliates” that meet a number of qualifications, including (a) the person is directly wholly owned by a non-financial entity or another eligible treasury affiliate and not indirectly majority-owned by a financial entity; (b) the person’s ultimate parent is no... WebCFTC Letter No. 13-71 No-Action November 26, 2013 Division of Swap Dealer and Intermediary Oversight Division of Clearing and Risk Division of Market Oversight Re: No … WebOn July 10, 2024, the Division of Swap Dealer and Intermediary Oversight (DSIO) (now Market Participants Division (MPD)) and the Division of Clearing and Risk (DCR) published CFTC Letter No. 19-17, which, among other things, provides guidance with respect to the processing of margin withdrawals under regulation § 39.13(g)(8)(iii) and announced ... elecom trackball linux

CFTC Staff Letters CFTC - Commodity Futures Trading …

WebMar 13, 2024 · On June 29, 2024, the U.S. Commodity Futures Trading Commission (CFTC) and the U.S. Securities and Exchange Commission (SEC, and together the Commissions) announced that the Commissions approved a ... WebA no-action letter represents the position only of the Division that issued it, or the Office of the General Counsel if issued thereby. A no-action letter binds only the issuing Division … elecom u2h-h4sbkWeb7 hours ago · On September 15, 2024, MPD and DCR published CFTC Letter No. 22–11, which further extended the no-action position until the earlier of September 30, 2024 or … elecom u2h-tz325bbk

"WebJan 10, 2013 · In CFTC Letter No. 12-68, DSIO granted no-action relief to entities that are required to register as CPOs or CTAs as a result of the rescission of CFTC Regulation … " - Cftc no action letter 13-11

Cftc no action letter 13-11

CFTC: Commodity Pool Operator & Trading Adviser Registration ...

WebJan 13, 2024 · This marks the first time, at least since the adoption of the Dodd-Frank Act in 2010, that the CFTC will publish incoming letters requesting agency staff relief. The … WebDec 19, 2024 · In response, the CFTC staff issued Letter No. 14-116 (the “JOBS Act Relief Letter”), which granted no-action relief to CPOs from the prohibition on marketing to the public pools that are operated pursuant to Rules 4.7 or 4.13(a)(3), provided that any general solicitation is done in accordance with the JOBS Act. 12

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Web11 rows · Mar 30, 2024 · Revision of CFTC Staff Letter No. 13-70, regarding certain duties imposed on swap dealers (SDs) and major swap participants (MSPs) pursuant to the … WebApr 4, 2013 · However, under No-action Letter 13-06, compliance with certain other swap data recordkeeping rules for SDs and MSPs, including the obligation to keep data on site and searchable, has been delayed until June 30, 2013 (see Legal Update, CFTC Further Delays Some Swap Data Recordkeeping Rules for SDs and MSPs).

WebNov 11, 2024 · The Commodity Futures Trading Commission (CFTC) has unanimously approved amendments to the real-time swap reporting rules in Part 43 of the CFTC’s regulations by, among other things, clarifying the applicability of the rules to swaps executed in a prime brokerage agency arrangement. The CFTC previously issued no-action relief … WebDec 5, 2015 · CFTC No-Action Letter 13-11 dated April 30, 2013 Re: Time Limited Relief for Swap Dealers in Connection with Prime Brokerage Arrangements. See also May 6, …

Web7 hours ago · In CFTC Letter No. 19–17, DCR stated that, in the context of separate accounts, the risk management goals of regulation § 39.13(g)(8)(iii) may effectively be addressed if a clearing FCM carrying a customer with separate accounts meets certain conditions, which were derived from the Industry Letters and specified in CFTC Letter … WebJul 20, 2024 · Amendments,” as defined in the DSIO No-Action Letter, to swaps to facilitate an orderly transition from IBORs to alternative benchmarks. The DCR No-Action Letter, DMO No-Action Letter and DSIO No-Action Letter addressed many of the regulatory issues the ARRC believes would otherwise hinder a smooth and orderly transition, and …

WebOct 21, 2014 · On October 15, 2014, the CFTC released CFTC No-action Letter 14-126(No-Action 14-126), providing relief from the requirement to register as a CPO under CEA section 4m(l) to CPOs that have delegated certain of their responsibilities as the CPO of a commodity pool (delegating CPOs) to a designated CPO that is a CFTC-registered …

WebCommodity Futures Trading Commission CFTC elecom u2h-sn4nbWebJun 14, 2013 · U.S. COMMODITY FUTURES TRADING COMMISSION Three Lafayette Centre 1155 21st Street, NW, Washington, DC 20581 Telephone: (202) 418-5000 … elecom u2sw-t2 ドライバWebThis letter constitutes a further progression of the relief addressed in CFTC Staff Letter No. 14-69 (“Letter 14-69”).2 Accordingly, the Division will no longer consider requests for CPO registration no-action relief pursuant to the streamlined approach described in Letter 14-69, 1 7 U.S.C. §6m(1). The CEA is found at 7 U.S.C. §§1 et seq ... elecom u2h-tz427bbkWebJan 9, 2024 · These amendments codify CFTC staff no-action relief under CFTC No-Action Letters No. 12-37 and 14-143, on which family offices have been able to rely since 2012 and 2014, respectively. food packaged in chinaWebJan 17, 2024 · adoption of CPO and CTA registration exemptions under CFTC Rules 4.13(a)(6) and 4.14(a)(11) for qualifying family offices, ... Jobs Act Relief under CFTC No-Action Letter 14-116. elecom u2h-tz426bbk 繋がらないWebCFTC Letter No. 13-11 No-Action April 30, 2013 Division of Swap Dealer and Intermediary Oversight Re: Time Limited Relief for Swap Dealers in Connection with Prime Brokerage … elecom u3hc-t431p5Web7 hours ago · The Commodity Futures Trading Commission (CFTC or Commission) is announcing an opportunity for public comment on the proposed renewal of a collection of certain information by the agency. Under the Paperwork Reduction Act (PRA), Federal agencies are required to publish notice in the Federal... elecom uc-sgt windows10 ドライバ